Sanctions List Screening
- Checking shareholders, directors, and entities against international sanctions lists
- EU and international sanctions databases
- Ongoing monitoring and re-screening
Service
Compliance Services Malta
Malta-based companies operating in regulated and non-regulated sectors must meet rigorous compliance obligations under EU and Maltese law. DW&P provides comprehensive compliance services – from AML/KYC framework implementation and sanctions screening to ongoing risk assessment and regulatory reporting.
Compliance Services Malta operates in the Accounting & Compliance phase, serving international companies subject to regulatory obligations in Malta and the EU.
Compliance Services Malta: Key Facts
- AML Framework
- 5th EU AML Directive - Transposed into Maltese law (PMLFTR)
- KYC Requirements
- Customer Due Diligence - Standard, simplified, and enhanced CDD
- Sanctions Screening
- EU & International Lists - Ongoing monitoring and screening
- Risk Assessment
- Business Risk Assessment - Required for all subject persons
Compliance Services Malta: Our Services
Adverse Media Checks
- Analysis of public databases and media sources regarding individuals and companies
- Reputation risk assessment
PEP Analysis
- Identifying Politically Exposed Persons
- Determining specific courses of action for PEP relationships
- Enhanced due diligence where required
Risk Assessment
- Evaluation of country, business, and transaction risks according to current standards
- Customer risk profiling
- Periodic risk review and updates
Document and Identity Verification
- Verifying ID documents for authenticity, manipulation, and completeness
- Beneficial ownership identification
- Record-keeping systems and protocols
Source of Wealth & Funds Analysis
- Collection and verification of relevant evidence regarding Source of Funds and Source of Wealth
- Documentation for audit-proof compliance files